FCA Compliance File Reviewer

A leading wealth management firm in the United Kingdom is seeking a Level 4 qualified File Reviewer to join their compliance team. The role involves conducting detailed file checks to ensure that advice meets FCA standards and internal policies. Key responsibilities include providing feedback to advisers, identifying potential risks, and assisting in compliance procedure development. Candidates must have a Level 4 Diploma in Regulated Financial Planning and experience in a file-checking or compliance role.#J-18808-Ljbffr

Salary: GBP 40000 - 50000 per year